§ 瀏覽學位論文書目資料
  
系統識別號 U0002-2406201222213300
DOI 10.6846/TKU.2012.01010
論文名稱(中文) 芬蘭參與歐洲聯盟共同外交暨安全政策之研究
論文名稱(英文) A Study on Finland's Participation in the EU's CFSP
第三語言論文名稱
校院名稱 淡江大學
系所名稱(中文) 歐洲研究所碩士班
系所名稱(英文) Graduate Institute of European Studies
外國學位學校名稱
外國學位學院名稱
外國學位研究所名稱
學年度 100
學期 2
出版年 101
研究生(中文) 廖詠祥
研究生(英文) Yung-Hsiang Liao
學號 697290079
學位類別 碩士
語言別 繁體中文
第二語言別
口試日期 2012-06-12
論文頁數 145頁
口試委員 指導教授 - 郭秋慶
委員 - 洪丁福
委員 - 卓忠宏
關鍵字(中) 芬蘭
共同外交暨安全政策
北方政策
新自由制度主義
共同安全暨防衛政策
關鍵字(英) Finland
CFSP
Neoliberal Institutionalism
Northern Dimension Policy
CSDP
第三語言關鍵字
學科別分類
中文摘要
蘇聯解體與冷戰的結束使芬蘭修正以往的中立政策,朝向更積極地參與各類的國際組織,藉由國際的合作來處理自身與國際之事務,並推動區域與國際和平。芬蘭於1995年加入歐盟後,也積極參與歐盟共同外交暨安全政策(Common Foreign and Security Policy, CFSP),在歐盟北方政策(Northern Dimension Policy)與歐盟共同安全暨防衛政策(Common Security and Defense Policy, CSDP)上更是大幅度推動其發展。

歐盟共同外交暨安全政策為政府間合作的類型,因此本文透過新自由制度主義(Neoliberal Institutionalism)之合作觀,依循其主要命題來探討芬蘭在其中的合作作為。首先,提升國家安全為芬蘭加入歐盟的主要考量之一;再者,歐盟外交安全合作機制在芬蘭展現其作為上提供了重要的平台。歐盟高峰會與歐盟理事會兩者機構對於歐盟對外政策的發展有著決定性的影響,芬蘭也曾於1999年與2006年擔任歐盟輪值主席,使其得以領導歐盟的決策機構、影響歐盟議程,並為歐盟外交安全政策的發展提供動力,同時也將其自身利益結合其中。

最後,芬蘭不僅善用了歐盟共同外交暨安全政策所賦予的制度平台,將自身利益與歐盟結合,歐盟共同外交暨安全政策的發展也影響著芬蘭的對外與國防政策,兩者相輔相成,一方面歐盟的政治實力得以拓展,另一方面透過歐盟制度內會員國彼此的外交與安全合作,不但提升了芬蘭在歐盟與國際上的地位與聲望,同時也確保芬蘭的國家安全與發展。
英文摘要
When amending neutral foreign policy after the end of the Cold War, Finland participated more actively in various international organizations to deal with regional and international affairs and to promote peace through the international cooperation. Finland is also actively involved in the EU Common Foreign and Security Policy (CFSP), especially by shaping and making substantial development for the Northern Dimension Policy and Common Security and Defense Policy (CSDP) since became a member of the EU on 1995.

The CFSP is an intergovernmental cooperation mechanism; therefore I discuss this topic through the Neoliberal Institutionalism. Firstly, enhancing the national security is one of the main reasons for Finland to join the EU; secondly, the CFSP provides an important platform for Finland to contribute, both of the European Council and the Council of the EU are playing a decisive role in the EU's foreign policy. Moreover, Finland once held the Presidency of the EU in 1999 and 2006, getting the chance to lead the two decision-making institutions, to influence the EU agenda and to provide impetus to the CFSP, so that Finland could promote the EU’s as well as its own interests.

Finally, not only does Finland promote the EU’s and national interests by making good use of the CFSP regime, but the development of the CFSP affects Finnish foreign and defense policy as well. By acting together, Finland assists the EU in expanding its political strength on the one hand; and on the other hand, it not only enhance Finland’s status and prestige on the EU and international stage, but also ensure the security and development of Finland through the diplomatic and security cooperation among the EU Member States.
第三語言摘要
論文目次
第一章 緒論	1
第一節 研究動機與目的	1
一、研究動機	1
二、研究目的	3
第二節 研究途徑與方法	3
一、研究途徑	3
二、研究方法	7
第三節 文獻評析	7
第四節 研究範圍與限制	13
第五節 研究架構	14
第二章 芬蘭中立政策的轉變	15
第一節 蘇聯對芬蘭外交的制約	15
一、兩次芬蘭抗蘇戰爭	16
二、芬蘇友好條約的限制	19
三、芬蘭的因應	21
第二節 冷戰後芬蘭追求合作加入歐盟	23
一、經濟因素驅動	25
二、政治因素驅動	28
三、安全因素驅動	29
第三章 歐盟外交與安全合作機制	35
第一節 共同外交暨安全政策發展與內涵	36
一、政策發展的演進	36
二、主要決策與推行之機構	43
三、外交安全機構合作模式	47
第二節 歐盟輪值主席在歐盟議程中扮演的角色	55
一、作為議程管理與形塑者	57
二、作為會員國集體代表	59
三、作為協調者	60
第四章 芬蘭在共同外交暨安全政策的積極作為	63
第一節 芬蘭形塑歐盟北方政策	64
一、北方政策倡議緣由	65
二、北方政策形塑過程	66
三、北方政策的內涵與運作	80
第二節 芬蘭在歐盟共同安全暨防衛政策的作為	87
一、共同安全暨防衛政策之演進與內涵	87
二、芬蘭深化共同安全暨防衛政策	92
三、芬蘭參與執行歐盟危機管理任務	109
第三節 芬蘭參與歐盟共同外交暨安全政策成效評估	119
一、在芬蘭形塑北方政策方面	119
二、在芬蘭參與共同安全暨防衛政策方面	122
第五章 結論	129
參考書目	135

圖目錄
圖1 本文研究架構	14
圖2 冬戰後芬蘭割讓給蘇聯的土地	18
圖3 續戰後芬蘭割讓給蘇聯的土地	19
圖4 1959年至1993年芬蘭暨其他四國出口至歐盟百分比	25
圖5 1860年至2005年芬蘭對俄羅斯/蘇聯貿易比重	27
圖6 CFSP參與機構在馬斯垂克條約架構下之互動關係	48
圖7 CFSP參與機構在阿姆斯特丹條約架構下之互動關係	50
圖8 CFSP參與機構在尼斯條約架構下之互動關係	52
圖9 CFSP參與機構在里斯本條約架構下之互動關係	54
圖10 北方政策合作涵蓋範圍	81
圖11 芬蘭參與國際危機管理一覽圖(2012年05月)	118
圖12 1990-2010年芬蘭國防支出	125

表目錄
表1 芬蘭歐盟公投中贊成加入的主要理由	30
表2 芬蘭歐盟公投中贊成選民的結構	32
表3 輪值主席角色與其正式/非正式權力	56
表4 北方政策發展沿革	68
表5 北方政策四個合作夥伴關係	84
表6 歐盟各會員國2000年軍力承諾會議承諾兵力	110
表7 芬蘭在歐盟軍力中的貢獻	112
表8 2007年至2012年歐盟戰鬥部隊輪值表	113
表9 芬蘭參與歐盟軍民事境外任務團一覽表(2003-2012)	115
表10 2010年歐盟國家國防支出占GDP百分比	125
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  <http://www.puolustusvoimat.fi/wcm/58926d804fc07da3914af7fa0e27a8ed/
  facts_about_national_defence_08.pdf?MOD=AJPERES&CONVERT_TO=
  url&CACHEID=58926d804fc07da3914af7fa0e27a8ed> (10 Jun. 2012).
Ministry for Foreign Affairs of Finland. (2010), “Human Rights and Crisis 
  Management - A handbook for members of CSDP missions,” 
  <http://formin.finland.fi/public/default.aspx?nodeid=40158&contentlan=
  2&culture=en-US> (10 Jun. 2012).

歐盟條約
Single European Act
  OJ L 169 of 29 June 1987
Treaty of Amsterdam (Consolidated version)
  OJ C 340 of 10 November 1997
Treaty of Lisbon (Consolidated version)
  OJ C 83 of 30 March 2010
Treaty of Maastricht (Consolidated version)
  OJ C 224 of 31 August 1992
Treaty of Nice (Consolidated version)
  OJ C 325 of 24 December 2002

網路
2006 Finland's EU Presidency Web
  http://www.eu2006.fi/EN_GB/INDEX.HTM
Centre for European Policy Studies (CEPS)
  http://www.ceps.be/
Center for Security Studies (CSS)
  http://www.css.ethz.ch/index_EN
CIA - The World Factbook
  https://www.cia.gov/library/publications/the-world-factbook/index.html
The CVCE: A European integration studies research and documentation centre
  http://www.cvce.eu/
EUROPA - the official EU website
  http://europa.eu/index_en.htm
European External Action Service
  http://eeas.europa.eu/index_en.htm
European Union Institute for Security Studies (EUISS)
  http://www.iss.europa.eu/
EUR-Lex
  http://eur-lex.europa.eu/en/index.htm
The Finnish Defence Forces
  http://www.puolustusvoimat.fi/en/
Finnish Government
  http://www.government.fi/etusivu/en.jsp
Ministry for Foreign Affairs of Finland
  http://formin.finland.fi/public/default.aspx?culture=en-US&contentlan=2
Paasikivi society
  http://www.paasikivi-seura.fi/25
Sitra - The Finnish Innovation Fund
  http://www.sitra.fi/en
Stockholm International Peace Research Institute
  http://www.sipri.org/
NDEP
  http://www.ndep.org/
NDPHS
  http://www.ndphs.org/
Wikipedia
  http://en.wikipedia.org/wiki/Main_Page
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