§ 瀏覽學位論文書目資料
  
系統識別號 U0002-1806201309410600
DOI 10.6846/TKU.2013.00653
論文名稱(中文) 歐巴馬政府執政下的美國國家情報總監辦公室(2009-2012)
論文名稱(英文) The Office of the U.S. Director of National Intelligence: Under Obama Administration (2009-2012)
第三語言論文名稱
校院名稱 淡江大學
系所名稱(中文) 國際事務與戰略研究所碩士班
系所名稱(英文) Graduate Institute of International Affairs and Strategic Studies
外國學位學校名稱
外國學位學院名稱
外國學位研究所名稱
學年度 101
學期 2
出版年 102
研究生(中文) 貝克
研究生(英文) Bheki Mthiza Patrick Dlamini
學號 600330376
學位類別 碩士
語言別 英文
第二語言別
口試日期 2013-06-17
論文頁數 142頁
口試委員 指導教授 - 戴萬欽(tai131@hotmail.com)
委員 - 連弘宜(hylien@nccu.edu.tw)
委員 - 王高成(kcwang@mail.tku.edu.tw)
關鍵字(中) 歐巴馬任內美國國家情報總監辦公室
後9/11美國情報體系的重組
情報體系重建
整合
資訊共享
合作
功能結構主義
國會監督
恐怖主義
關鍵字(英) ODNI under Obama Administration
Post 9/11 Amalgamation of U.S. Intelligence Community
Intelligence Restructuring, Integration
Information-sharing
Collaboration
Structural-Functionalism
Information-sharing
Congressional Oversights
Terrorism
第三語言關鍵字
學科別分類
中文摘要
此論文將探討美國國家情報總監 論文將使用許多歐巴馬政府於首次執政時期利用國家情報總監所進行的情報改革文獻作為參考。首先,本論文將敘述因九一一恐怖攻擊後實施的國家情報體系改革,以及此改革促成國家情報總監之成立。同時本論文將特別探討美國情報體系,尤其國家情報總監於歐巴馬首次執政時期(2009-2012),對情報體系整頓所造成的後果。深入討論美國情報體系組織的同時,本論文也會介紹情報過程¬¬¬-計畫與方向、蒐集、分析、製作及傳送。國家情報總監是否達成其目的以及情報體系改革是否有助於國家情報總監加強國防,將會是本論文主要探討的兩大議題。
本論文將從三大方向來深入探討這兩大議題。
一、歐巴馬政府對情報體系所進行之組織改革並未受到相關人士反彈。
二、於歐巴馬政府改革後,國家情報總監相較於中央情報局(CIA),對隱蔽行動更  
   據影響力。
三、於歐巴馬政府改革下,國家情報總監的無人機計畫以及隱蔽行動成功,將歸於
   正在改變的「必需知道」(Need-to-know)以及「必需分享」(Need-to-
   share)情報文化。
本論文將一併討論與國家情報總監於情報體系改革創立過程中相關的議題。
英文摘要
This thesis represents an analytical study of the United States Office of Director of National Intelligence with specific reference to continual reforms on intelligence in the first term of the Obama Administration. It starts with examining how the 9/11 attacks triggered the Intelligence Community Reforms that led to creation of the ODNI. It further explores the Intelligence Community in the U.S., particularly the ramifications of reorganizations of the ODNI powers and functions, under the Obama Administration, (2008-2012). In-depth discussions concerning the structure of the U.S. Intelligence Community are presented as well as a focus on the defined steps of the intelligence process: planning and directions, collection, analysis, production, and dissemination. This study explored two questions: (i) does the Office of the Director of National Intelligence meet its objectives?; (ii) does bureaucratic reforms within the U.S. Intelligence Community empower the ODNI on national security policy matters? Three prepositions are employed in attempt to answer the two questions: (i) under the Obama Administration, the continual organizational transformation of the Intelligence Community has not met any significant resistance from stake holders; (ii) under the Obama Administration, the Director of National Intelligence has more leverage over covert operations than the director of CIA; (iii) under the Obama Administration, the ODNI's success in drone programs and covert operations is attributed to the changing culture of "need-to-know" and "need-to-share" of intelligence. Implications on issues relating to the restructuring of the U.S. intelligence community in light of the creation of the ODNI as also examined.
第三語言摘要
論文目次
Acknowledgements	I
Abbreviations	IV
Chapter 1 Introduction	1
I.	Research Questions	2
II.	Research Prepositions	5
III.	Theoretical Framework	7
IV.	Literature Review	11
V.	Research Limitations	14
VI.	Organization	14
Chapter 2	16
The History of the U.S. Office of Director of National Intelligence	16
I.	From DCI to DNI	19
II.	The Legal Background of the ODNI	28
III.	Directors Tenures: 2005-2012	33
IV.	The Concept of Intelligence	37
Conclusion	46
Chapter 3	48
Leverage, Powers of ODNI and Oversight Control	48
I.	Leverage and Powers of ODNI	48
II.	The Powers of the ODNI	52
III.	Oversight	59
IV.	Legislative Branch	66
Conclusion	70
Chapter 4	74
Performance, Successes and Failures of the ODNI	74
I.	Performances (2009-2012)	74
a)	Successes of the ODNI under the First term of Obama Administration	76
b)	ODNI Operational Successes in Comparison to Missions	78
II.	ODNI Failures	83
a)	ODNI’s failures on Arresting Al-Qaida’s Number two	83
b)	ODNI Failures on Benghazi	84
c)	ODNI Failures on Detroit Aircraft Terrorists Attempt	86
d)	ODNI Failures on Leaks	86
e)	ODNI Failures on Arab Spring Estimates	87
III.	Scholarly Proposals on the ODNI to Enhance Successes and Mitigate Failures	89
a.	Increased Integration to Enhance ODNI Successes	91
b.	Recommendations on Roles of the ODNI in Maximizing Successes	98
c.	Recommendations on Global partnerships to Avert Failures	100
d.	Recommendations on Oversight Control Mechanisms Over the ODNI	103
Conclusion	106
Chapter 5	108
Conclusion	108
Major Research Findings.	110
Discussion of Findings on Research Questions	112
Discussion of Findings with Reference to Prepositions and Performances of the ODNI	114
Discussion of Findings with Reference to the Concept of Oversight	117
Reflections on Future Research	117
Bibliography	122
Appendix A	139
Intelligence Community Time Line	139
Appendix B	141
Post 9/11 structure of Intelligence Community	141

Table of Figures


Figure 1: A Typical Intelligence Cycle	41
Figure 2: The Intelligence Cycle Model and Patterns of Interactions mostly in the U.S. Context.	44


List of Tables
Table 1: Summary of major prir-9/11 Initiatives Leading to Creation of ONDI	25
Table 2: Intelligence Community reforms Highlights	32
Table 3: Table of major oversight reforms	69
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Sims, Jennifer E., and Burton Gerber, eds. Transforming U.S. Intelligence.Washington DC: Georgetown University Press, 2005. 
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Thornton, Rod. Asymmetric Warfare: Threat and Response in the Twenty-first Century. Cambridge, UK: Polity, 2007. 
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Zegart, Amy B. Spying Blind: The CIA, the FBI, and the Origins of 9/11. Princeton, NJ: Princeton University Press, 2007. 

Periodicals 
Aldrich, Richard. “Espionage, Security and Intelligence in Britain, 1945-1970.” Manchester University Press 19, no. 2 (1999): 262.
Armstrong, Anne. “Bridging the Gap: Intelligence and Policy.” The Washington Quarterly 12, no. 1 (1989): 23-34.
Arthur, Hulnick S."U.S. Intelligence Reform: Problems and Prospects." International Journal of Intelligence and Counterintelligence 19, no. 1 (2006): 302-315.
Barger, Deborah G. “It is Time to Transform, Not Reform, U.S. Intelligence.” SAIS Review 24, no. 1 2004: 23-31.
Barger, Deborah G. “Towards a Revolution in Intelligence Affairs Santa Monica.” Rand Corporation (2005): 1. 
Basile, James F. “Congressional Assertiveness, Executive Authority and the Intelligence Oversight Act: A New Threat to the Separation of Powers.” Notre Dame Law Review 64, no. 4 (1989): 571-605.
Bean, Hamilton. “Organizational Culture and U.S. Intelligence Affairs.” Intelligence and National Security 24, no. 4 (2009): 479–498.
Berkowitz, Bruce. “Better Ways to Fix Intelligence.” Orbis 45, no. 4 (Fall 2001): 609-619.
Best, Richard A Jr., Alfred Cumming and Todd Masse. “Director of National Intelligence: Statutory Authorities.” Congressional Research Service (2005): 7.
Betts, Richard K. “Fixing Intelligence.” Foreign Affairs 81, no. 1 (2002): 43-59.
Betts, Richard K. “How to Think about Terrorism.” The Wilson Quarterly 3, no. 1 (2006): 44-49.
Byrd, Robert C. “National Security Act of 1947: A Role Model for Government Organization?”  FDCH Press Releases (2002): 1.
Carmen, Medina. “What To Do When Traditional Models Fail.” Studies in Intelligence 46, no. 3 (2002): 23-28.
Clapper, James R. “How 9/11 Transformed the Intelligence Community.” The Wall Street Journal 1, no.5 (2011): 5. http://online.wsj.com/article/SB10001424053111904537404576554430822300352.html.
Davies, Philip. “Ideas of Intelligence: Divergent National Concepts and Institutions.” Harvard Intelligence Review 14, no.3 (2002): 62-66.
Davies, Philip. “Intelligence Culture and Intelligence Failure in Britain and the United States.” Cambridge Review of International Affairs 17 no. 3 (2004): 495–520.
Davis, Jack. “Sherman Kent and the profession of intelligence analysis.” Sherman Kent Center for Intelligence Analysis 1, no. 1 (2002): 5. 
Fagelson, David. “The Constitution and National Security: Covert Action in of Intelligence Oversight.” The Journal of Law & Politics 5, no. 1 (1989): 275-347.
George, Allen W. “The Professionalization of Intelligence,” Studies in Intelligence 26, no. 1 (1985): 23-31. 
Gorman, Siobhan. "Obama Picks Military Man, Blair, as Top Spymaster: Retired Admiral, Next Director of National Intelligence, Is Expected to Play Advisory Role in Choosing CIA Chief." Wall Street Journal 62, no. 13 (2008): 32. 
Harold, Relyea C. “Homeland Security and Information Sharing: Federal Policy Considerations.” Government Information Quarterly 21, no. 4 (2004): 420-438.
Hulnick, Arthur. S. "Managing Intelligence Analysis: Strategies for Playing the End Game." International Journal of Intelligence and Counter Intelligence 2, no. 3 (1988), 321-343.
Immerman, Richard H. “Intelligence and Strategy: Historicizing Psychology, Politics, and Policy.” Diplomatic History Journal 32, no.4 (2008): 1-23.
Isaac, Ben-Israel.“Philosophy and methodology of intelligence: The logic of estimate process.” Intelligence and National Security 4, no. 6 (1989): 660-718.
Jack, Davis. “The Challenge of Opportunity Analysis.” Central Intelligence Agency 92, no.3 (1992): 180.
Johannes, John R. “Casework as a Technique of U.S. Congressional Oversight of the Executive.”Legislative Studies Quarterly 30, no.6 (1979): 325-351.
Johnson, Lock K. “Bricks and Mortar for a Theory of Intelligence.” Comparative Strategy 22, no.1 (2003): 1. 
Johnson, Lock K. “The Aspin-Brown Intelligence Inquiry: Behind the Closed Doors of a Blue Ribbon Commission.” Studies in Intelligence 48, no. 3 (2004): 1-20. 
Keim, Adamitis C. "The Missing Link: Adda Bozeman on U.S. Strategic Intelligence." Intelligencer 13, no. 2 (2003): 37-44.
Kovar, Richard. “Current Intelligence: An Interview with Richard Lehman." Studies in Intelligence 54, no. 9 (2000): 51-63.
Martin, Bimfort T. "A Definition of Intelligence." Studies in Intelligence 2, no. 4 (1958): 75.
Medd, Roger, and Frank Goldstein. "International Terrorism on the Eve of a New Millennium." Studies in Conflict and Terrorism 20, no. 3 (1997): 281-316.
Miller, Greg, and Pincus. “Blair’s Resignation May Reflect Inherent Conflicts in Job of Intelligence Chief Future.” Defense Intelligence Journal 6, no .2 (1997): 33.
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Nielsen, Nathan. "The National Intelligence Daily." Studies in Intelligence 20, no. 1 (1976): 39-51.
Overton, David, W. "The DI 10 Years after Reorganization." Studies in Intelligence 36, no. 5 (1992): 45-54.
Parker, Charles F., and Eric K. Stern. “Bolt from the Blue or Avoidable Failure? Revisiting September 11 and the Origins of Strategic Surprise.” Foreign Policy Analysis 1, no. 3 (2005): 301-331.
Porteus, Samuel D. "Looking Out for Economic Interests: An Increased Role for Intelligence." Washington Quarterly 19, no. 4 (1996): 192.
  Richard, Betts K. “Anlysis, War and Dicision: Why Intelligence Failures are Inevitable.” World Politics 31, no. 1 (1978): 61-89.
Rosenbach, Eric, and Aki J. Peritz. "Covert Action." In Confrontation or Collaboration? Congress and the Intelligence Community.” Cambridge: The Belfer Center, Harvard University, 2009.
Russell, Kevin. “The Subjectivity of intelligence Analysis and implications for the U.S National Security Strategy.” SAIS Review 24, no.1 (2004): 147-163. 
Saxby, Chambliss."We Have Not Correctly Framed the Debate on Intelligence Reform." Parameters 35, no. 1 (2005): 5-13.
Shane, Harris. "Interview with John Brennan, Former Director, National Counterterrorism Center, Advisor to Barack Obama.” Intelligencer 16, no. 1 (2008): 7-10.
Shane, Harris. "The Boys Are Back in Town." U.S. Naval Institute 133, no. 4 (2007): 26-30.
Spaulding, Suzanne. "Intelligence Restructuring: Just the First Step." National Strategy Forum Review 14, no. 6 (2004): 23-25.
Stephane, Lefebvre. "The PRC's Compromise of U.S. Government Information and Technologies." International Journal of Intelligence and Counterintelligence 22, no. 4 (2009): 652-666.
Stephens, T., Bunde C., and Fillmore B. "Mechanism of action in thalidomide teratogenesis." Biochem Pharmacol 59 no. 12 (2000): 1489–99.
Tucker, Nancy B. “The Cultural Revolution in Intelligence: Interim Report.” Washington Quarterly, 15, no.5 (2008): 47-61.
Turner, Michael. “A Distinctive U.S. Intelligence Identity.” International Journal of Intelligence and Counter Intelligence 17 no.1 (2004): 42–61.
Van Cleave, Michelle. “The NCIX and the National Counterintelligence Mission: What Has Worked, What Has Not, and Why,” National Security Case Studies 1, no. 12 (2008): 59-130.
 Woodrow, Kuhns. "The Beginning of Intelligence Analysis in CIA." Studies in Intelligence 51, no. 2 (2007): 27-45.
Zegart, Amy B. "September 11 and the Adaptation Failure of U.S. Intelligence Agencies." International Security 29, no. 4 (2005): 78-111.

Newspapers 
“McLaughlin Defends CIA, Cites Reform in Speech: Deputy Director Rejects Idea of Intelligence Czar.” Washington Post (July 7, 2004): A21.
“Al-Qaida Says Al-Zawahri Has Succeeded Bin Laden." The New York Times (June 16, 2011): accessed March 02, 2013. http:www.nytimes.com.aponline/2011/06/16. 
Assault on U.S. consulate in Benghazi leaves 4 dead, including U.S. Ambassador J. Christopher Stevens." CBS News (September 12, 2012), accessed March 10, 2013. http://www.cbsnews.com/8301-202_162-57511043/libya-assault-on-u.s-consulate-in-benghazi-leaves-4-dead-including-u.s-ambassador-j-christopher-stevens/.
Baker, Peter and Walter Pincus. “Bush Signs Intelligence Reform Bill: President Now Must Find an Experienced Hand to Guide 15 Agencies.” Washington Post (December 18, 2004): A1.
Bay, Allen. “Battle history basics.” The Washington Times (February 20, 2004): A20.
Benson, Pam. “Director of national intelligence names deputy to boost collaboration.” CNN (August 20, 2010), accessed March 10. 2013,.http://www.cnn.com/2010/POLITICS/08/20/intelligence.integration.post/index.html.
Brennan, John. “Is This Intelligence? We Added Players But Lost Control of the Ball.” Washington Post (November 20, 2005): A14.
Devine, Jack. “An Intelligence Reform Reality Check.” Washington Post (February 18, 2008): A4.
Drogin, Bob. “Two Agencies Melding Minds on Intelligence.” Los Angeles Times (December 31, 2004): 5-8.  
Fingar, Thomas, and Mary Margaret Graham. “Getting Smarter on Intelligence.” Washington Post (April 30, 2010): A19.
Greg, Miller. “Dennis C. Blair to resign as director of national intelligence.” Washington Post video, 0:09. May 21, 2010. http://www.washingtonpost.com/wp-dyn/content/video/2010/05/21/VI2010052101272.html.
Greg, Miller. “DIA to send hundreds more spies overseas.” The Washington Post (December 02, 2012), accessed March 15, 2013. http://www.washingtonpost.com/world/national-security/dia-to-send-hundreds-more-spies-overseas/2012/12/01/97463e4e-399b-11e2-b01f-5f55b193f58f_story.html?tid=ts_carousel.
Hammer, Joshua. “Big Man: Is the Mugabe Era Near Its End?," The New Yorker (June 26, 2006): 28-34.
Hess, Pamel."Intelligence Agencies in Turf War.” Washington Post (May 28, 2008), accessed February 10, 2013. http://www.washingtonpost.com.
Holmes, L. A. “America Feel Safer Since 9/11, but still not alert.” Fox News (September 11, 2010), accessed March 10, 2013. http://politics.blogs.foxnews.com/2010/09/11/americans-feel-safer-911-still-alert. 
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Horwitz, Sari, and Greg Miller, “FBI probe of Petraeus triggered by e-mail threats from biographer, officials say.” The Washington Post (November 11, 2012), accessed December 20, 2013. http://articles.washingtonpost.com/2012-11-10/world/35504278_1_petraeus-e-mail-threats-e-mails.
Ignatius, David, “Intelligence Turf War Has to be Reconciled.” The Commercial Appeal (June 14, 2009), accessed December 13, 2012. http://www.commercialappeal.com/news/2009/jun/14/david-ignatius-intelligenceturf-war-has-to-be/.
Ignatius, David. “Hypocrisy on Spy Reform.” Washington Post (October 8, 2004): A35.
Ignatius, David. “Obama’s Intelligence Retooling.” Washington Post (June 9, 2010): A21.
Kean, Thomas H. and Lee H. Hamilton. “Intelligence Reform Can Wait No Longer.” Washington Post (September 5, 2004): A23.
Lipman, Don. “Climate change predictions foresaw Hurricane Sandy scenario for New York City.” The Washington Post (October 31, 2012), accessed March 15, 2013. http://www.washingtonpost.com/blogs/capital-weather-gang/post/climate-change-predictions-foresaw-hurricane-sandy-scenario-for-new-york-city/2012/10/31/b78de428-2374-11e2-ac85-e669876c6a24_blog.html. 
Lowenthal, Mark M. “The Real Intelligence Failure: Spineless Spies.” Washington Post (May 25, 2008): A5. 
Mazetti, Mark. "Dispute Over France a Factor in Intelligence Rift." The New York Times (May 21, 2010): A1. 
Mazzetti, Mark. “Turf Battles on Intelligence Pose Test for Spy Chiefs,” New York Times (June 9, 2009), accessed, February 23, 2013. http://www.nytimes.com/2009/11/13/us/politics/13intel.html?ref=denniscblair.
Melissa, Preddy. "Nigerian with 'Al Qaeda ties' tries to blow up US jet." AFP (December 26, 2009), accessed, March 03, 2013. http://news.smh.com.au/breaking-news-world/nigerian-with-al-qaeda-ties-tries-to-blow-up-us-jet-20091226-lfo6.html. 
Monare, Moshoeshoe. “The rise and fall of spy chief Billy Masetlha.” IOL News (March 14, 2006), accessed, February 20, 2013. http://www.iol.co.za/news/south-africa/the-rise-and-fall-of-spy-chief-billy-masetlha-1.270580#.UY7IYLWG1p0.
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Pincus, Walter. "Estimates to Undergo More Scrutiny." Washington Post (26 Mar 2008): A17.
Posner, Richard. “Important Job, Impossible Position.” New York Times (February 9, 2005): A16. 
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Senators Offer New Oversight Structure: Intelligence Panels Would be Reworked.” Washington Post (October 5, 2004): A4.
Shane, Scott. “On First Day on Job, Intelligence Director Sizes up His Challenges.” New York Times (April 23, 2005): A01.  
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“Turf War Stalls Intelligence Bill: Pentagon Allies at Odds with Advocates of New Director.” Washington Post (October 27, 2004): A4.
Whitelaw, Kevin. “Risky Business: U.S. Must Rely On Foreign Spies.” NPR News (January 05, 2010), accessed March 10, 2013. http://www.npr.org/templates/story/story.php?storyId=122253014. 
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Web Materials 
Johnson, Paul M. “A Glossary of Political Economy Terms." Accesses January 10, 2013 http://www.auburn.edu/~johnspm/gloss/autocracy.
McConnell, John M. “Securing The Future: Management Lessons of 9/11.” Booz Allen Hamilton. August, 2011, accessed March 05, 2013. http://www.boozallen.com/about/leadership/executive-leadership/McConnell.
 President’s Intelligence Advisory Board, “The Functions of the Board” http://www.whitehouse.gov/administration/eop/piab/ (accessed January 13, 2013). 
Project on National Security Reform, Forging a New Shield.” Accessed, March 10, 2013. http://www.scribd.com/doc/8664044/PNSR-Forging-a-New-Shield-Executive-Summary. 
Sanders, Ronald. “9/11 Management Lessons: #1 - Chain Of Command Can't Stand Alone.” Aol Government. August 30, 2011, accessed March 05, 2013. http://gov.aol.com/2011/08/30/9-11-management-lessons-1-chain-of-command-cant-stand-alone/.
Strickland, Frank B. “The Next Four Years: Intelligence Community Reform - Refining not Rebooting.” IBM Center for The Business of Government, October 18, 2012, accessed March 10, 2013. http://www.businessofgovernment.org/blog/business-government/next-four-years-intelligence-community-reform-refining-not-rebooting.
Usaf.Mil-Biographies: Lieutenant General James R. Clapper Jr." Accessed, March 10, 2013. http://www.af.mil/information/bios/bio.asp?bioID=5005.
Weitz, Richard, ed. “Project on National Security Reform: Case studies.” Accessed March 10, 2012. http://www.pnsr.org/data/files/pnsr%20case%20studies%20vol.%201.pdf.

Additional Visited Websites 
 
Bush, George W. “Fact Sheet: President Bush Remarks on the War on Terror.” 6 October 2005. http://www.whitehouse.gov/news/releases/2005/10/20051006-2.html.
CATO Institute. http://www.cato.org/defense-studies/intelligence.html. 
Center for the Study of Intelligence. http://www.odci.gov/csi/index.html. 
Central Intelligence Agency. http://www.cia.gov/. 
Defense Intelligence Agency. http://www.dia.mil/. 
Department of State - Bureau of Intelligence and Research. http://www.state.gov/s/inr/. 
http://www.intelligence.gov/.
National Geospatial-Intelligence Agency (formerly NIMA). http://www.nga.mil/portal/site /nga01/. 
National Intelligence Council (NIC). http://www.odci.gov/nic/NIC_home.html. 
National Reconnaissance Office. http://www.nro.gov/. 
National Security Agency (NSA). http://www.nsa.gov/. 
National Security Experts Blog. http://security.nationaljournal.com/.
Office of the National Counterintelligence Executive. http://www.ncix.gov/index.html. 
Presidential Foreign Intelligence Advisory Board. http://www.whitehouse.gov/pfiab/.
U.S. Army Intelligence and Security Command. http://www.inscom.army.mil/. 
www.pnsr.org/data/files/pnsr%20case%20studies%20vol.%201.pdf.
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