§ 瀏覽學位論文書目資料
  
系統識別號 U0002-1707201303172300
DOI 10.6846/TKU.2013.00593
論文名稱(中文) 「歐洲對外行動處」(EEAS)之研究
論文名稱(英文) A Study on European External Action Service
第三語言論文名稱
校院名稱 淡江大學
系所名稱(中文) 歐洲研究所碩士班
系所名稱(英文) Graduate Institute of European Studies
外國學位學校名稱
外國學位學院名稱
外國學位研究所名稱
學年度 101
學期 2
出版年 102
研究生(中文) 李宛芝
研究生(英文) Wan-Chih Li
學號 699290150
學位類別 碩士
語言別 繁體中文
第二語言別
口試日期 2013-06-25
論文頁數 135頁
口試委員 指導教授 - 張福昌
委員 - 鄒忠科
委員 - 吳萬寶
關鍵字(中) 歐洲聯盟
歐洲對外行動處
共同外交與安全政策
共同安全與防衛政策
高級代表
歐盟發展政策
關鍵字(英) EU
EEAS
CFSP
CSDP
High Representative
EU Development Policy
第三語言關鍵字
學科別分類
中文摘要
歐盟於1993年馬斯垂克條約中提出了「共同外交與安全政策」後,仍積極尋求增強歐盟國際行為者的角色。為了達到此目的,並促進歐盟對外行動的一致性,歐盟瞭解到必須更進一步整合歐盟所有對外行動的資源,因此於 2009年里斯本條約中,改變歐盟對外行動的組織結構與治理方式,並創設歐盟外交與安全政策高級代表與「歐洲對外行動處」,前者為歐盟「共同外交與安全政策」的主要負責人;而後者則是輔佐前者推行「共同外交與安全政策」的核心機構。里斯本條約所建構之「共同外交與安全政策」新制度使歐盟外交、安全與防衛政策展現全新的局面,其中,「歐洲對外行動處」具有「承上」(高級代表之命令)「啟下」(政策之執行)的功能,在歐盟「共同外交與安全政策」中擁有重要的地位。
    本文將以制度主義為基礎,首先,檢視「歐洲對外行動處」的組織結構;接著,剖析「歐洲對外行動處」的在「共同外交與安全政策」決策過程中與實際執行上的角色;最後,分析「歐洲對外行動處」運作的問題,並評估「歐洲對外行動處」是否真的能有效提升歐盟的集體對外行動。
英文摘要
After the common foreign and security policy (CFSP) was introduced in Maastricht treaty, the EU continues to find a way to enhance its role as an international actor. In order to achieve this, the EU political actors have realized the urgent need to integrate all of the resources of EU external actions. The High Representative of the Union for Foreign Affairs and Security Policy (HR) and the European External Action Service (EEAS) were given birth under this circumstance in Lisbon treaty. The HR is responsible for the implementation of CFSP and the EEAS will assist HR to fulfill her mandate. According to the Lisbon Treaty, the EEAS enjoys rights to participate in policy programming and implementation under the authority of the HR. With all these competences in hand, the EEAS is considered as an important part of CFSP. 
    This paper will be aiming at the EEAS and will use Institutionalism as its theoretical basis. First of all, it will describe the structure and organization of the EEAS. Second, it will analyze the role of EEAS in policy programming and implementation. Finally, it will assay EEAS’ potential problems, and answer the question that whether the EEAS can strengthen the collective action of CFSP and CSDP effectively.
第三語言摘要
論文目次
目  錄
第一章 緒論 1
第一節 研究動機與研究目的 1
第二節 問題意識與研究理論 4
第三節 研究範圍與研究限制 15
第四節 文獻探討 16
第五節 研究架構 29
第二章 「歐洲對外行動處」之緣起與組織架構 33
第一節 「歐洲對外行動處」之緣起 33
第二節 「歐洲對外行動處」之組織架構 41
第三章 「歐洲對外行動處」之角色定位 55
第一節 「歐洲對外行動處」在決策過程中之角色 55
第二節 「歐洲對外行動處」在執行過程中之角色 80
第三節 「歐洲對外行動處」之協助角色 85
第四章 「歐洲對外行動處」之對外行動能力 87
第一節 「歐洲對外行動處」在決策過程中之角色 87
第二節 「歐洲對外行動處」之軍事行動能力:以Atalanta為例 91
第三節 「歐洲對外行動處」之民事行動能力:以EUCAP Nestor為例 98
第五章 「歐洲對外行動處」之內部與外部運作問題 109
第一節 「歐洲對外行動處」內部制度與協調問題 109
第二節 「歐洲對外行動處」對外行動之障礙與問題 114
第六章 結論 119
參考文獻 123
 
圖目錄

〈圖一〉 研究架構圖 30
〈圖二〉 歐洲對外行動處組織結構圖(2010年)39
〈圖三〉 歐洲對外行動處組織結構圖(2013年)42
〈圖四〉 里斯本條約後「共同外交與安全政策」運作體系 58
〈圖五〉 「歐洲對外行動處」與執委會在歐洲發展政策中之互動 89

表目錄

〈表一〉 轉移至「歐洲對外行動處」之永久性工作人員數目 38
〈表二〉 歐盟亞特蘭大行動之相關決議 92
〈表三〉 歐盟EUCAP Nestor行動之相關決議 101
〈表四〉 EUCAP Nestor行動參與國支援人力表 106
參考文獻
壹、 中文部分

一、專書

王躍生:新制度主義,台北:揚智文化,1997年。

吳萬寶:歐洲安全暨防衛政策與境外任務,台北:天空數位圖書出版,2009年。

陳勁:歐洲聯盟之整合與體制運作,台北:五南圖書出版,1999年。

陳勁:歐盟對外政策與對外關係,台北:五南圖書出版,2002年。


二、期刊論文

陳勁:歐洲聯盟外交行政架構整合及改革方案之探討,刊載於:國際關係學報 ,第22期,2006 年 7 月,頁45-84。

陳志敏∕王磊:歐盟對外行動署的制度建設及運行評估,刊載於:歐洲研究(北京),2012年第二期,頁66-83。

黃榮源:英國文官制度改革的彈性化策略,一個歷史制度途徑的分析,刊載於:文官制度季刊,第1期,第2卷,2009,頁57-90。

張福昌:歐洲政治一體化的發展與前瞻,刊載於:歐洲研究(北京),2012年第二期,頁39-53。

張福昌:歐盟危機管理程序剖析,刊載於:國際關係學報,第27期,2009年,頁 241-242。

蘇子喬:台灣憲政體制的變遷軌跡 (1991-2010):歷史制度論的分析,刊載於:東吳政治學報,第28期,第4期,2010,頁147-223。

蘇宏達:里斯本條約生效後對歐盟對外行動能力與民主治理機制可能的影響,刊載於:政治科學論叢,第 41 期,2009 年 6 月,頁 81-126。

蔡相廷:歷史制度主義的興起與研究取向-政治學研究途徑的探討,刊載於:臺北市立教育大學學報,第41期,第2卷,2010,頁39-76。

鄭瑞耀:國際關係「新自由制度主義」理論之評析,刊載於:問題與研究,第36期,12卷,1997年,頁1-22。

劉曉芬:歷史制度主義觀點的教育政策分析—以高職轉型綜合高中為例,刊載於:教育政策論,第9期,第2卷,2006年,頁1-22。

三、會議論文

張福昌:歐盟共同外交與安全政策的發展,論文發表於「紀念舒曼宣言六十週年歐洲聯盟歷史發展與理論解釋」學術研討會,台灣歐洲聯盟中心,台北,2010 年6 月4 日,頁1-37。


貳、外文部分

一、官方文件

Ashton, Catherine: Presenting the New EU Diplomatic Service: A united Europe can make a positive difference in the world. Call this a shameless grab for effectiveness, in: the Wall Street Journal, 27.07.2010, Available from: http://online.wsj.com/article/SB10001424052748703700904575391090464445532.html. (Accessed 28.08.2012)

Ashton, Catherine: Speech to European Parliament Foreign Affairs Committee, 23 March 2010, pp. 1-4.

Council Decision 2010/766/CFSP of 7 December 2010 amending Joint Action 2008/851/CFSP on a European Union military operation to contribute to the deterrence, prevention and repression of acts of piracy and armed robbery off the Somali coast, OJ L 327, 08.12.2010.

Council Decision 2011/857/CFSP of 19 December 2011amending and extending Joint Action 2005/889/CFSP on establishing a European Union Border Assistance Mission for the Rafah Crossing Point (EU BAM Rafah), OJ L 338, 19. 12. 2011.

Council Decision 2012/389/CFSP of 16 July 2012 on the European Union Mission on Regional  Maritime Capacity Building in the Horn of Africa (EUCAP NESTOR), OJ L 187, 17.07.2012.


Council Decision of 22 January 2001 on the establishment of the Military Staff of the European Union 2001/80/CFSP, OJ L 27, 30.1.2001.

Council Decision of 22 January 2001 setting up the Political and Security Committee
2001/78/CFSP, OJ L 27, 30.01.2001.

Council Decision of 22 January 2001 setting up the Military Committee of the European Union 2001/79/CFSP, OJ L 27, 30.01.2001.

Council Decision of 26 July 2010 establishing the organisation and functioning of the European External Action Service (2010/427/EU) OJ L 201, 03.08.2010.

Council Decision on 2011/858/CFSP of 19 December 2011amending and extending Decision 2010/784/CFSP on the European Union Police Mission for the Palestinian Territories (EUPOL COPPS), OJ L 338, 19.12.2011.

Council Joint Action 2008/749/CFSP of 19 September 2008 on the European Union military coordination action in support of UN Security Council resolution 1816 (2008) (EU NAVCO), OJ L 252, 20.08. 2008.

Council Joint Action 2008/851/CFSP of 10 November 2008 on a European Union military operation to contribution to the deterrence, prevention and repression of acts of piracy and armed robbery off the Somali coast, OJ L 301, 12. 11. 2008

Council of the European Union: Follow up the CMCO Plan: Council Secretariat/Commission Outline Paper on the CRCT, 02.12.2002.

Council of the European Union: List of Council preparatory bodies, doc. 5869/1/10 REV 1, 11.02.2010.

Council of the European Union: Suggestions for procedures for coherent, comprehensive EU crisis management, doc. 7116/03, 06.03.2003.

Council of the European Union: CSDP Newsletter 6.

Council of the European Union: Draft Council decision establishing the organisation and functioning of the European External Action Service, doc. 8029/10, 25.03.2010.

Council of the European Union: Presidency report to the European Council on the European External Action Service, doc. 14930/09, 23.10.2009.

Council of the European Union: Annual report from the High Representative of the Union for Foreign Affairs and Security Policy to the European Parliament on the main aspects and basic choices of the CFSP, 2010.

Decision of the High Representative of Union for Foreign Affairs and Security Policy of 23 March 2011 Establishing the rules applicable to national experts to the European External Action Service.

DG for External Policies of the Union: Assessing the EU’s Approach to Security Sector Reform, 2013, pp. 1-32.


EEAS: European Union Regional Maritime Capabilities Building in the Horn of Africa and Western Indian Ocean.

EEAS: EEAS Vacancy Notice: Chair of the Political and Security Committee (PSC) Temporary Agents, EEAS/SM/1/2013, 2013.

EEAS: Report by the High Representative to the European Parliament, the Council and the Commission, 22.12.2011.

European Commission: European Governance: A White Paper, Brussels, 25.7.2001, COM(2001) 428 final.

European Commission: Guidelines for the implementation of the common framework for Country Strategy Papers, 4 May 2001.

European Commission: Minutes of the 1934th meeting of the Commission held in Brussels (Berlaymont) on Wednesday, 27 October 2010 (morning), PV(2010)1934 final Brussels, 18 November 2010.

European Commission: Working Arrangements between Commission Service and the European External Action Service (EEAS) in Relation to External Relations Issues, SEC(2012)48, EMAS, 2012.

Decision of the High Representative of Union for Foreign Affairs and Security Policy of 23 March 2011 Establishing the rules applicable to national experts to the European External Action Service.

European Commission: Foreign Policy Governance in Europe –Research Network Modernising, Widening and Deepening Research on a Vital Pillar of the EU, in: FORNET Final Report, pp. 1-53.

House of Lords: Evidence Session with Baroness Ashton of Upholland, High Representative of the Union for Foreign and Security Policy, Vice-president of European Commission, in: Evidence Session No. 1, Heard in Public, Questions 1-19, 2011.

Political and Security Committee Decision ATALANTA/1/2008 of 18 November 2008 on the appointment of an EU Force Commander for the European Union military operation to contribute the deterrence, prevention and repression of acts of piracy and armed robbery off the Somali coast (Atalanta) (2008/888/CFSP), OJ L 317, 27. 11. 2008.

Political and Security Committee Decision ATALANTA/3/2009 of 21 April 2009 on the setting up of the Committee of Contributors for the European Union military operation to contribute to the deterrence, prevention and repression of acts of piracy and armed robbery off the Somali coast (Atalanta) (2009/369/CFSP), OJ L 112, 06.05 2009.

Political and Security Committee Decision EUCAP NESTOR/1/2012of 17 July 2012 concerning the appointment of the Head of the European Union Mission on Regional Maritime Capacity Building in the Horn of Africa (EUCAP NESTOR) (2012/426/CFSP), OJL 198, 25.7.2012.

United Nations S/2008/709 Security Council: Report of theSecretary-General on the situation in Somalia, 17.11.2008.


二、專書

Antoniadis, Antonios/Schüze, Robert/Spaventa, Eleanor (eds.): The European Union and Global Emergencies: A Law and Policy Analysis, Oxford: Hart Publishing, 2011. 

Becker-Alon, Shira: The Communitarian Dimension of the European Union's Common Foreign and Security Policy, Baden-Baden: Nomos, 2011.

Carta, Caterina: The European Union Diplomatic Service: Ideas, Prefersnces and Identities, NY: Routledge, 2012.

Cafruny, A. and Rosenthal, G. (eds.): The State of the European Community, Vol. 2: The Maastricht Debates and Beyond. Boulder: Lynne Riener, 2003.

Cameron, Fraser: An Introduction to European Foreign Policy, 1st edition, London: Routledge, 2007.

Cameron, Fraser: An Introduction to European Foreign Policy, 2nd edition, Oxon: Routledge, 2012.

Gänzle, Stefan, et al. (eds.): The European Union and Global Development: An ‘Enlightened Superpower’ in the Making?, London: Palgrave Macmillan, 2012.

Cherubini, Piergiorgio: The Role oand Interaction of the European Council and Council in Coomon Foreign and Security Policy, in: Hermann-Josef Blanke/ Stelio Mangiameli (eds.) : the European Union after Lisbon Treaty: Constitutional Basis, Ecnomic Oredr and External Action, London: Springer, 2012.

Hill, Christopher/Smith, Michael (eds.): International relations and the European Union, Oxford: Oxford University Press, 2011.  

Keohane, Robert O.: After Hegemony, Cooperation and Discord in the World Political Economy, Princedon: Princedon University Press, 1984.

Keukeleire, Stephan/MacNaughtan Jennifer: The Foreign Policy of the European Union, NY: Palgrave Macmilliam, 2008.

March, James G./Olsen, Johan P.: Rediscovering Institutions, the Organizational Basis of Politics, New York: Free Press/Macmillan, 1989.

Mahoney, J. / Rueschemeyer D. (eds.): Comparative Historical Analysis in the Social Science, Cambridge: Cambridge University Press, 2003.

North, Douglass C.: Institutions, Institutional Change & Economic Performance, Cambridge: Cambridge University Press, 1990.

Nelsen, Brendt/Stubb, Alexander (eds.): Readings on the Theory and Practice of European Integration, Boulde: Lynne Rienner Publishers, 2003.

Nye, Joseph S./Keohane, Robert O.: Power and Interdependent, World Politics in Transition, Boston, Little, Brown, 1977.

Peters, B. Guy: Institutional Theory in Political Science, NY: Continuum International Publishing Group, 2005.

Peterson, John/Shackleton, Michael: the Institutions of the European Union, 2nd edition, 2006.

Rehrl, Jochen/Weisserth, Hans-Bernhard (eds.): Handsbook on CSDP-the CSDP of the EU, 2nd ed., Vienna:the Federal Ministry of Defence and Sports of the Republic of Austria, 2012.

Rittberger, Volker: Regimes Theory and international Relations, Oxford: Oxford university press , 1995.

Rosenau, James N., et al. (eds.): Governance Without Government, Order and Change in World Politics, Cambridge: Cambridge University Press, 1992.

Steinmo: Sven, et al. (eds.): Structuring Politics, Historical Institutionalism in Comparative Approach, Cambridge: Cambridge University Press, 1992.

Tiersky, Ronald/Van Oudenaren, John (eds.): European Foreign Policies: Does Europe Still Matter? Plymouth, UK. : Rowman & Littlefield Publishers, 2010.

Thomson, Robert, et al. (eds.): The European Union Decides, Cambridge: Cambridge University Press, 2006.

Wessel, Ramses A.: The European Union’s Foreign and Security Policy, The Hague, Boston, London: Kluwer Law international, 1999.

Whitman, Richard G/Wolff, Stefan: The European Union as A Global Conflict Manager, London/New York: Routledge, 2012.

Zielonka, Jan: Paradoxes of European foreign policy, Cambridge, MA: Kluwer Law International, 1998


三、期刊論文

Barbé, Esther /Mestres, Laia: The new EU’s External Action: A significant step forward towards the EU’s single voice? In: Obs Working Paper, no. 56, 2004, pp. 1-9.
Blockmans, Steven: The European External Action Service one year on: First signs of strengths and weaknesses, in: CLEER working paper, 2012, pp. 1-39.

Steven Blockmans/Hillion, Christophe: EEAS 2.0 -A legal commentary on Council Decision 2010/427/EU Establishing the Organisation and Functioning of the European External Action Service, in: Sweden Institute of European Policy Studies, 2013, pp. 1-83.   

Burke, Edward: Europe’s External Action Service:Ten steps towards a credible EU foreign policy, in: Center for European Reform Policy Brief, 2012, pp. 1-8.

Cameron, Fraser: The Future of the Common Foreign and Security Policy, in: The Brown Journal of World Affairs, volume 4, issue 2, Winter/Spring 2003, pp. 115-124.

Cross, Mai'a K. Davis: Cooperation by Committee: The EU Military Committee and the Committee for Civilian Crisis Management, in: Occasional Paper, EUISS, no. 82, 2010, pp. 1-40.

Crowe, Brian: The European External Action Service, Chatham House Report, 2008, pp. 1-30.

Drieskens, Edith/Van Schaik. Louise (eds.): The European External Action Service: Preparing for Success, in: Clingendael Paper No. 1, 2010, pp. 1-46.

Duke, Simon: Innovation in External Action and the Constitution for Europe, in: EIPAScope, no. 3, 2004, pp. 30-37.

Duke, Simon: Providing for European-Level Diplomacy after Lisbon: The Case of theEuropean External Action Service, in: The Hague Journal of Diplomacy, vol. 4, 2009, pp. 211-233.

Duke, Simon/Vanhoonacker, Sophie: Administrative Governance in the CFSP Development and Practice, in: European Foreign Affairs Review, vol. 11, issue 2, pp. 163-182.

Erkelens, Leendert/Blockmans, Steven: Setting up the European External Action Service: An institutional act of balance, in: CLEER Working Paper, 2012, pp. 1-32.

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Gardner, Anthony Luzzatto/Eizenstat, Stuart E: New Treaty, New Influence? In: Foreign Affairs, vol. 89, iss. 2, 2010, pp.104-119.

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Heikineheimo, Karri: EUNAVFOR Operation Atalanta –A glance at coordination with civilian, in: Bulletin of the EU Military Staff partners, issue 12, 2011, pp. 1-24.

Hillion, Christophe/Lefebvre, Maxime: The European External Action Service: Towards a common diplomacy, Robert Schuman Foundation Policy Paper, no. 184, 25.10.2010, pp. 1-7.

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Kreczmańska, Aleksandra: European External Action Service: Resolutions and Future Challenges, in: Bulletin (Polish Institute of International Affairs), no. 63, 24.11.2009, pp. 125-126.

Lehne, Stefan: More Action, Better Service, How to Strengthen the European External Action Service, in: Policy Outlook, December 2011, pp. 1-19.

Lieb, Julia/Kremer, Martin: Empowering EU Diplomacy: The European External Action Service as an opportunity for EU foreign policy, in: SWP Comments (German Institute for International and Security Affairs), no. 2, 02.2010, pp. 1-4

Derek E. Mix : The European Union: Foreign and Security Policy, in: Congressional Research Service, 2013, pp. 1-25.

Papadopoulos, Yannis: Problems of Democratic Accountability in Network and Multilevel Governance, in: European Law Journal, Vol. 13, No. 4, July 2007, pp.  469–486.

Paz, Jesús Castilla: The European Security and Defence Policy Mission at the Rafah crossing point, in: CIDOB: 5th International Seminar on Security and Defence in the Mediterraneanulti-Dimensional, pp. 55-58.

Peters, Dirk/Wagner, Wolfgang/Glahn, Cosima: Parliamentary Controlof Military Missions¬- the Case of the EU NAVFOR Atalanta, in: RECON Online Working Paper 2011/24, 2011, pp. 1-29.

Schimmelfennig, Frank/Wolfgang Wagner: Preface: External governance in the European Union, in: Journal of European Public Policy, vol. 11(4), pp. 657-660.

Seemann, Jonna Lena: CSDP Mission Note 1- Future CSDP missions, in: ISIS, 2012, pp. 1-4.

Walt, Stephan M.: International Realtions, One World, many Theories, in: Foeign Policy, vol. 110, 1998, pp. 29-46.


四、會議論文

Chang, Fu-chang: Governance of the European External Actions: Interaction between EEAS and Commission, paper presented at the international conference on “Beyond Lisbon Treaty: Re-examining EU Institutions and Governance”, Sinica, Taipei, 08.09.2012, pp. 1-34.

Helwig, Niklas/Stroß, Simon: The setup of the European External Action Service Inexplicable by grand theories of European integration? Paper presented at the conference on“The EU as global player”, Madrid, 7-8 April 2011, pp. 1-20.

Piattoni, Simona: Multi-level Governance in the EU: Does it Work? Paper presented at “Globalization and Politics: A Conference in Honor of Suzanne Berger”, MIT, Cambridge, 08-09.05.2009, pp. 1-46.


五、網路資料

A new step in the setting-up of the EEAS: Transfer of staff on 1 January 2011, available form: http://europa.eu/rapid/pressReleasesAction.do?reference=IP/10/1769&format=HTML&aged=0&language=en&guiLanguage=en (Accessed 15.08.2012)

Abdi, Ahmed: Localized Approach to Piracy? Available from: http://www.somaliareport.com/index.php/post/2709. (Accessed 12.06.2013)

COREPER: Tasks and working method, available from:  http://www.eurocollege.ru/fileserver/files/COREPER_9-5.pdf. (Accessed 25. 03.2013)

Crippa, Matteo: Counter-Piracy EUCAP NESTOR: European Union Counter-Piracy mission to East Africa interview with David Hammond, available from: http://9bri.com/eucap-nestor-european-union-counter-piracy-mission-to-east-africa-interview-with-david-hammond/. (Accessed 12.06.2013)
DG DEVCO: Annual Programmes, available from: http://ec.europa.eu/europeaid/work/ap/index_en.htm. (Accessed 27.08.2012)

EAP Community: Country Allocations, 01.06.2012, available from: http://www.easternpartnership.org. (Accessed 18.08.2012)

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