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系統識別號 U0002-1507200914003600
中文論文名稱 美中戰略經濟對話:2006-2008
英文論文名稱 Sino-U.S. Strategic Economic Dialogue: 2006-2008
校院名稱 淡江大學
系所名稱(中) 美國研究所碩士班
系所名稱(英) Graduate Institute of American Studies
學年度 97
學期 2
出版年 98
研究生中文姓名 蘇佳年
研究生英文姓名 Chai-nien Su
學號 694220152
學位類別 碩士
語文別 中文
口試日期 2009-06-17
論文頁數 145頁
口試委員 指導教授-詹滿容
委員-劉復國
委員-郭建中
中文關鍵字 美國  中國  戰略經濟對話  國際建制 
英文關鍵字 U.S.  China  Strategic Economic Dialogue  international regime 
學科別分類 學科別社會科學區域研究
中文摘要 基於對美中間經濟互動日益深化與擴大,本文焦點在於探討五次美中戰略經濟對話(Strategic Economic Dialogue)中,哪些因素反映雙方在負責任的利害關係人概念下,做長期性的建設性合作。藉由應用國際建制理論三個學派—現實、新自由、認知學派(school of realist, school of neoliberal, and school of cognitivism)之論述,本文試圖從它們找出最具解釋力的學派。

本文研究發現,三個學派中,新自由學派最利於說明美國與中國在負責任利害關係人概念下,做長期性的建設性合作。這是因為雙方皆了解在自利原則的前提藉著提高或改變自身能力做交往,才是彼此的政策優先考量,即便雙方交流時仍受到權力變化與知識社群行動所影響。因此,五次美中SED反映雙方在穩定經濟平衡增長、貿易與投資的開放及交流,與增進永續環境發展議題三項議題中,美國與中國透過政策協調、多重連結管道並做溝通下觀念分享的交往行為。
英文摘要 Motivated by the concern about the importance of strategic interaction of Sino-U.S. relations, the author would probe into its long term strategic cooperation with the perception of responsible stakeholder, and the factors accounting for the international regime theory. Through the application for the schools of realist, neoliberal, and cognitivism under international regime theory, the author attempts to figure out which school accounts the most for on this topic: Sino-U.S. Strategic Economic Dialogue from 2006 to 2008.

After analyzing Sino-U.S. Strategic Economic Dialogue from 2006 to 2008, we find out that the school of neoliberal accounted the most among these three schools for this topic in which U.S. and China engage with a long-term constructive cooperation under the principle of responsible stakeholders. U.S. and China both acknowledge that boost comprehensive engagement by strengthening their capabilities by the concept of self-interest is the most priority on each side, even though their agenda setting on SED are still driven by the distribution of power and actions epistemic community can take. Consequently, Sino-U.S. SED can illustrate its multiple collaborations on both sides via policy coordination, multilateral channel arrangement, and shared understanding by corresponding to macroeconomic cooperation, market access, and sustainable development.
論文目次 目錄

第一章 緒論 1
第一節 研究動機與目的 1
第二節 文獻回顧 3
第三節 研究途徑與方法 7
第四節 章節安排與研究架構 10
第五節 研究範圍與限制 13
第二章 國際建制理論定義與三個學派 16
第一節 國際建制的定義 16
第二節 三個學派:現實、新自由、認知學派 18
第三節 小結 23
第三章 美中戰略經濟對話(SED)的建立背景與五次對話內容 25
第一節 美中SED建立背景及其運作特徵 25
第二節 第一次對話的背景與內容 33
第三節 第二次對話的背景與內容 35
第四節 第三次對話的背景與內容 39
第五節 第四次對話的背景與內容 43
第六節 第五次對話的背景與內容 48
第七節 小結 53
第四章 美中SED五次對話中驅動力、具體作為、與困難挑戰 56
第一節 運作過程的驅動力 56
第二節 具體的作為 72
第三節 困難與挑戰 80
第四節 小結 90
第五章 結論 92
附錄一:美中五次SED聯合聲明 105
附錄二:訪談記錄表 128
參考書目 133




表目錄

表2-1:國際建制的定義指標、三個學派影響國際建制中參與者行為的因素 24
表3-1:美中SED成立前雙方重要的經貿交流雙邊平台 28
表3-2:第一次至第五次美中SED的重要主題與成果 54
表4-1:2005至2007年美、中、德、日出口商品貿易額與占全世界比例 57
表4-2:2005至2007年美、中、德、日進口商品貿易額與占全世界比例 57
表4-3:2005至2007年美、中、英、德、日出口服務貿易額與占全世界比例 58
表4-4:2005至2007年美、中、英、德、日進口服務貿易額與占全世界比例 59
表4-5:1979至2005的中國對外直接投資 59
表4-6:1986至2005年中國來自外國企業投資的進、出口 60
表4-7:2001至2009實質GDP年變動百分比 61
表4-8:2006至2008年全世界GDP排名 62
表4-9:Global Insight對美、中GDP與人均收入預測值 63
表4-10:2004至2008年主要國家的石油消費量 67
表4-11:2002至2007年主要國家之石油進口量 67
表4-12:2002至2006年主要國家之原物料消費與提煉造成的碳排放量 68
表4-13:2004至2008主要國家之煤消費量 71
表4-14:2000至2008年美對中進出口貿易統計 81
表4-15:2006至2008年全世界外匯存底前五名與其變化量 85
表4-16:美中SED的驅動力、具體成果、困難挑戰一覽表 91
表5-1:以權力為基礎的現實學派檢證美中SED 93
表5-2:以利益為基礎的新自由學派檢證美中SED 95
表5-3:以知識為基礎的認知學派檢證美中SED 97
表5-4:現實、新自由、認知學派對美中SED適用性 99
表5-5:研究成果 103


圖目錄

圖4-1:2001至2008年人民幣兌換美金匯率 83
圖4-2:2001至2008年底中國外匯存底數量 84
圖4-3:2007年12月至2009年3月主要外國投資者掌握美國財政部債券百分比 85
圖4-4:2001至2008年世界主要貨幣占全球儲備之比例 88

參考文獻 參考書目

中文書目

中文專書

Earl Babbie 著、李美華等人譯。《社會科學研究方法》。時英出版社,2004年7
月。
朱浤源著。《撰寫博碩士論文實戰手冊》。台北市:正中書局,2007年3月。
風笑天著。《社會學研究方法:第二版》。北京:中國人民大學出版社,2005年2
月。
上海社會科學院世界經濟與研究院編。《多邊機制與中國的定位》。北京:時事出
版社,2007年。
林毅夫。《解讀中國經濟》台北市:時報出版社,2009年3月。
張幼文、黃仁偉等著。《2008中國國際地位報告》。北京:人民出版社,2008年
5月。
王勇著。《中國與美國的經貿關係》。台北市:秀威資訊科技,2007年12月。
戰略曁國際硏究中心,國際經濟硏究院著; 樂為良,黃裕美譯。《重估中國崛起 :
世界不能不知的中國強權》。台北市:聯經,2006年
陶文釧。《冷戰後的美國對華政策》。重慶出版社,2006年11月。
閻學通、孫學峰著。《國際關係研究實用方法:第二版》。北京:人民出版社,2007
年9月。

中文專文與期刊

王國興。〈中美財經外交:歷程、發展和問題〉;上海社會科學院世界經濟與研
究院編。《多邊機制與中國的定位》。北京:時事出版社,2007年。
王緝思,〈中美利益交匯與戰略互動〉,《國際經濟評論》,2007年第4期。
宋玉華,王玉華。〈中美戰略經濟對話機制—性質定位和作用〉,《國際經濟評論》。
2007年第1期。
卓慧苑。〈美中戰略經濟對話之意義〉,《戰略安全研析》,中華民國九十六年第二十五期。

梅俊杰,〈中美能源合作的焦點與方向〉,上海社會科學院世界經濟與研究院
編。《中國與世界共同利益的互動》。北京:時事出版社,2007年12月。
陳仲志。〈美中戰略經濟對話機制之評析〉,《展望與探索》,2007年第5卷弟8
期。
黎兵,〈試析中美戰略經濟對話機制:負責任大國的路徑選擇〉;上海社會科學
院世界經濟與研究院編。《多邊機制與中國的定位》。北京:時事出版社,2007
年。
楊潔勉。〈國際體系轉型期中美關係的新特點〉,《世界經濟與政治》。2007年
第12期。
潘銳。〈中美戰略經濟對話與中美關係〉,《國際觀察》,2007年第5期。
詹才鋒。〈以多邊和雙邊規則看中美人民市匯率之爭〉,《世界經濟與政治》,2007
年第10期。

中文官方文件

《中美聯合發布第二次經濟戰略對話的聯合情況說明》。中華人民共和國中央人
民政府。2007年5月26日。
http://news.xinhuanet.com/world/2007-05/26/content_6152819.htm
(2009/1/28查詢)。
《吳儀與美國財政部長保爾森會談》,中華人民共和國外交部。2006年9月20
日,http://www.fmprc.gov.cn/chn/wjb/zzjg/bmdyzs/gjlb/1948/1951/t272863.htm
(2009/1/20查詢)。
《吳儀在中美戰略經濟對話上發言:中國的發展道路》。中國人民政府國務院辦
公廳。2006年12月14日。
http://big5.gov.cn/gate/big5/www.gov.cn/ldhd/2006-12/14/content_469064.htm
(2009/4/11查詢)。
《美國金融服務界在眾院聽證會上敦促中國開放金融市場並深化金融改革》。中
國商務部。2007年6月22日,
http://us.mofcom.gov.cn/aarticle/jmxw/200706/20070604815048.html (2009/5/1
查詢)。
《最高人民法院提出五大智慧財產權司法保護工作重點》。中華人民共和國國家
知識產權局。2008年12月29日。
http://www.sipo.gov.cn/sipo2008/bhxts/bhzscq/200812/t20081229_435709.html
(2009/5/1查詢)。

中文報紙與網路資料

〈中美戰略經濟對話:戰略來之不易〉,《國際在線》,2006年10月19日。
http://gb.cri.cn/9083/2006/10/19/2165@1263777.htm (2009/1/19查詢)
〈中美戰略經濟對話與成果說明〉,《新華網》,2008年6月27日。
http://big5.xinhuanet.com/gate/big5/news.xinhuanet.com/newscenter/2008-06/27/content_8450010.htm (2009/2/2查詢)。
〈中美銀行業相互開放理應更具對稱性〉,《中國評論網》,2007年9月30日。
http://www.chinareviewnews.com/doc/1004/5/9/8/100459855.html?coluid=50&
kindid=1087&docid=100459855 (2009/5/1查詢)
〈中國反擊美國產品質量問題〉,《中文華爾街日報》,2007年10月10日。
http://chinese.wsj.com.big5/20071010/bch134727.asp?source=special (2009/3/2
查詢)
〈中國「鐵娘子」本週領銜對美談判〉,《華爾街日報中文》,2006年12月14日。
http://chinese.wsj.com/big5/20061214/bch110658.asp?source=NewSearch (皆為
2009/1/21查詢)
〈王歧山促美國保證中國投資資產安全〉,《BBC中文網》,2008年12月4日。
http://news.bbc.co.uk/chinese/trad/hi/newsid_7760000/newsid_7764000/776408
0.stm (2009/4/30查詢)
王歧山,〈王歧山:中美將借對話協調戰略〉,《中文華爾街日報》,2008年12月
3日。http://chinese.wsj.com/BIG5/20081203/opn125723.asp?source=channel
(2009/2/28查詢)
〈外媒關注周小川文章:中國向美元主導地位發挑戰〉,《新華網》,2009年3月
25日。
http://big5.xinhuanet.com/gate/big5/news.xinhuanet.com/fortune/2009-03/25/con
tent_11069858.htm (2009/5/15查詢)
〈吳儀:改善中美貿易不平衡不能單靠中方努力〉,《新華網》,2007年5月25
日。http://news.xinhuanet.com/world/2007-05/25/content_6151176.htm
(2009/2/27查詢)
〈吳儀在第三次中美戰略經濟對話開幕式上的致詞〉,《新華網》,2007年12月12日。http://news.xinhuanet.com/newscenter/2007-12/12/content_7233839.htm
(2009/2/26查詢)
吳儀,〈中國產品質量監控工作日漸成效〉,《中文華爾街日報》,2007年12月
12日。http://chinese.wsj.com/big5/20071212/opn142357.asp?source=email
(2009/2/26查詢)
〈能源壓倒匯率,中美戰略對話重心轉移〉,《新華網》,2008年6月17日。
http://big5.xinhuanet.com/gate/big5/news.xinhuanet.com/fortune/2008-06/17/con
tent_8384146.htm (2009/3/25查詢)
〈完成多哈回合時不我待〉,《新華網》,2008年7月25日。
http://big5.xinhuanet.com/gate/big5/news.xinhuanet.com/world/2008-07/25/content_8766947.htm (2009/4/1查詢)
〈美泰就玩具召回事件向中國道歉〉,《中文華爾街日報》,2007年9月22日。
http://chinese.wsj.com/big5/20070922/bch103014.asp?source=special (2009/3/2
查詢)
〈第三次中美戰略經濟對話聯合情況說明〉,《新華網》,2007年12月13日。
http://news.xinhuanet.com/newscenter/2007-12/13/content_7242615.htm
(2009/2/2查詢)
〈第五次中美戰略經濟對話聯合情況說明〉,《新華網》,2008年12月5日。
http://big5.xinhuanet.com/gate/big5/news.xinhuanet.com/fortune/2008-12/05/con
tent_10461022.htm (2009/2/6查詢)
〈周小川:關於改革國際貨幣體系的思考〉,《新華網》,2009年3月24日。
http://big5.xinhuanet.com/gate/big5/news.xinhuanet.com/fortune/2009-03/24/con
tent_11060507.htm (2009/5/15查詢)
陳雅莉,〈中國,小心變成危險殘次品的代名詞〉,《華盛頓觀察》,2007年7月4
日。http://www.washingtonobserver.org/international_perspective_show.aspx?id=1946 (2009/3/26查詢)。
李陽丹、林威,〈芝加哥氣候交易所聯手中石油擬建中國碳交易平台〉,《中國證
券報中證網》,2008年5月12日。
http://www.cs.com.cn/cqzk/03/200805/t20080512_1454960.htm (2009/4/1查詢)
〈新外匯管理條例進一步完善人民幣匯率形成機制〉,《中國評論新聞網》,2008
年8月6日。
http://chinareviewnews.net/doc/1007/1/3/5/100713513.html?coluid=45&kindid=
0&docid=100713513&mdate=0806223939 (2009/5/1查詢)
程志云、胡中彬、黃宇、邹晗,〈中資投資機構損失清單〉,《中國金融網》,2008
年9月20日。http://active.zgjrw.com/News/2008920/zgjrw/832014851400.html
(2009/4/10查詢)
范力強,〈美元褪色,全球貨幣走進七雄時代〉,《人民網》,2006年8月10日。
http://finance.people.com.cn/GB/1040/4685033.html (2009/4/30查詢)
〈雷曼殃及華安基金,國內首支QDII前景難料〉,《人民網》,2008年9月17日。
http://finance.people.com.cn/BIG5/67607/8056659.html (2009/4/10查詢)
〈環評改革,環保部的自我手術〉,《新華網》,2008年11月6日。
http://news.xinhuanet.com/politics/2008-11/06/content_10315931.htm
(2009/4/1/查詢)
〈澳門日報:新形式下的中美戰略經濟對話受注目〉,《中國評論新聞網》,2008
年6月14日。
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d=0&docid=100671662 (2009/4/1查詢)
〈溫家寶晤布希,盼美國保持美元穩定〉,《中國評論新聞網》,2008年8月11
日。
http://www.chinareviewnews.com/doc/1007/1/8/0/100718005.html?coluid=50&
kindid=1087&docid=100718005 (2009/4/1查詢)

英文書目

英文專書

Bergsten, Fred C. and the Institute for International Economics. The United States
and the World Economy.Washington, DC: Institute for International Economics,
Jan 2005, pp.121-37.
Goldstein, Avery. Rising to the Challenge: China’s Grand Strategy and International Security. California: Stanford University Press, 2005.
Hasenclever, Andreas. Mayer, Peter and Rittberger, Volker. Theories of International
Regimes. Cambridge University Press, 1997.
Jannuzi, Frank S. U.S-China Relations: An Affirmative Agenda, A Responsible
Course. New York: Council of Foreign Affairs Press, 2007.
Keohane, Robert O. After Hegemony. Princeton: Princeton University Press, 1984.
Keohane, Robert O. International Institution and State Power: Essays in International
Relations Theory. Boudler: Westview Press. 1989.
Krasner, Stephen D. International Regimes. Cornell University Press. 1983.
Lampton, David M. The Three Faces of Chinese Power. Berkeley: University of
California Press, 2008.
Morganthau, Hans. Politics Among Nations. New York: Alfred A. Knopf. 1978.
Ritterger, Volker. Regime Theory and International Relations. Clarendon Press.
Oxford,1993.
Sutter, Robert G. Chinese Foreign Relations: Power and Policy Since the Cold
War.Rowman & Littlefield Publishers, Inc., 2008.

英文專文與期刊

Bergsten, Fred C. “A Partnership of Equals,” Foreign Affairs, Vol. 87, Issue. 4,
Jul/Aug, 2008
Bijian, Zheng. “China’s Peaceful Rise to Great-Power Status.” Foreign Affairs,
Sep/Oct, 2005.
Chan, Mignonne Man-jung. “Sino-U.S Strategic Economic Dialogues and
Implications for Taiwan” in College of International Studies Tamkang
University, eds., Security and Prosperity in East Asia and the World (台北市:時
英出版社,2008年7月)。
Daojiong, Zha and Weixing, Hu. “Promoting Energy Partnership in Beijing and
Washington,” Washington Quarterly, Autumn 2007.
Dorm, James. A. “ U.S-China Relations: The Case for Economic Liberalism,” Cato
Journal, Washington , Fall 2006.
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英文報紙與網路資料

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